Descrizione Lavoro
Compliance department ensures adherence to regulatory standards and internal policies.
We are looking for a VIE to join our team.
Oversee the investment process and provide investment advice in accordance with Group compliance policies (Investments).
Perform second‑level controls focusing on best execution, proper order handling, trade allocation, cross‑trades, prevention of market manipulation/insider dealing, and conflicts of interest in fund selection and due diligence (including scope of Law no. 220/2021).
Review personal transactions and monitor compliance with gifts & benefits policies.
Analyse distributor activity (flow analysis, target market feedback and distribution policies) and monitor securities‑related conflicts of interest.
Supervise MiFID‑related controls, including suitability/appropriateness and ESG preferences.
Develop and automate internal controls and design new control frameworks.
Provide compliance advisory, training to investment staff and liaise with Group Compliance Policies.
Prepare periodic reports for internal corporate bodies and committees
VIE Profile
Degree in Finance/Economics
0-2 years of experience
Past experience related to innovative topics, automation and programming, it’s considered a plus
Required skills
Strong analytical skills
Time management
Financial knowledge in terms of investments processes, trading and securities master data
Excellent knowledge of Microsoft Office
Languages
Fluent in English; Italian is a plus
Seniority level
Entry level
Employment type
Contract
Job function
Analyst and Management
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