Join to apply for the Compliance Officer and Funds RC role at Tricor Group
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Join to apply for the Compliance Officer and Funds RC role at Tricor Group
Requisition ID : 14229
It’s never been a more exciting time to join Vistra.
At Vistra, our purpose is progress. We believe that our clients have the power to change the world and to do great things for global progress. We exist to remove the friction that comes from the complexity of global business – to help our clients achieve progress without friction.
Progress happens when people come together and take action. We’re committed to building a culture where our people can do just that.
We have an exciting opportunity for you to join our team as Compliance Officer & Funds RC. Reporting to the VFM’s RC and Funds RC Lead, this full-time and permanent position is based in Luxembourg with regional coverage, allowing you to make a significant impact on our operation and growth.
Key responsibilities :

Assess the AML risk exposure of the funds managed and counterparts.
Provide compliance advisory on applicable AML rules and regulations, resolve AML compliance queries, oversee AML processes and risk assessments, and support operational teams in AML compliance.
Support the 'Responsable du Contrôle' in conducting controls and monitoring to ensure quality and timeliness.
Guide employees on AIFM AML-related queries.
Stay informed on regulatory developments affecting the business and assess their AML impact.
Perform second line reviews of transactions and funds risk ratings, monitoring transactions approved by the AIFM.
Oversee AML due diligence over delegates of the AIFM and support oversight of delegated AML processes.
Participate in client and fund onboarding and AML/KYC assessments.
Act as Funds RC as delegated, ensuring controls, monitoring, and reporting are performed effectively.
Attend quarterly Board meetings and present RC reports.
Handle regulatory filings and serve as contact for CSSF/AED for the funds.
Assist the RC team with related matters and support internal/external audits.

Key requirements :

Share knowledge and experience with colleagues.
Be a team player and supportive.
Build effective relationships with stakeholders, including clients, lawyers, bankers, tax advisors, and notaries.
Proactively follow up on daily matters and anticipate issues.
Maintain communication with clients and meet deadlines.
Adhere to internal procedures consistently.
Be autonomous, trustworthy, and respectful.
Exhibit professionalism, strong interpersonal skills, and a positive mindset.

If you are excited about working with us, we encourage you to apply or have a confidential chat with our Talent Acquisition team. We aim to create a workplace where everyone can thrive. Join us on this exciting journey!
Location :
Job Segment : Compliance, Law, Recruiting, Legal, Human Resources

Seniority level: Entry level

Employment type

Full-time

Job function

Legal

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Additional roles include AML Compliance Analyst with Spanish Language, KYC AML Compliance Analyst with French Language, and others.
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